S. Goldman Capital — Our Experience Powers Our Clients' Success

S. Goldman Capital, LLC is a premier institutional brokerage firm that provides our clients with a variety of services including equity and options execution, corporate access and soft dollar services.

If you are trading in today's diverse and rapidly evolving financial markets, it is more important than ever to power your financial future with SGC's over six decades of financial markets expertise, hands-on multi-national / multi-disciplinary investment strategies, and access to one of the top global electronic execution systems.

SGC is a member of the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC).

Whether you need:

• Execution in listed securities and NASDAQ issues.
• OTC and option securities; block trades.
• Rule 144 transactions, and corporate equity repurchases.
• Wide range of highly customized arbitrage solutions.
• Soft dollar services.

At SGC, the Financial Team is dedicated to providing clients with:

• A well-functioning trading process.
• Meaningful accessibility.
• Trading desk that processes client requests rapidly and precisely.

SGC Focuses On Excellence As Your Trading Partner

Market Intelligence, Experienced Traders, Risk Versus Return Trading IQ

The challenges that investors face in today's financial landscape of risk versus return require SGC to possess depth of expertise in world markets, dedication to excellence and the ability to communicate effectively with SGC clients.

• Our widespread reach in investments and trades allows us to consistently provide effective price discovery in thinner markets.
• We communicate effectively, and with integrity.
• SGC navigates today's financial landscape of risk versus return with experience and knowledge of our clients' needs.
• S. Goldman Capital offers a keen understanding of the way macro and micro trends interact with and influence markets.

SGC's Arbitrage Group

SGC offers our clients a unique arbitrage team that has years of buyside arbitrage expertise.

We are dedicated to presenting customized trade ideas in the arbitrage areas of mergers, pairs trading, SPACs, statistical arbitrage, stubs, spinoffs, and special situations.

Our years of buyside experience differentiates us from traditional sell-side firms and allows us to deliver a wide range of customized solutions to our clients who are looking for more than the generic sell-side offerings.